ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Daniel Murphy

  IRN DXM00237

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Daniel Paul Salt

  IRN DPS00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Daniel Rene Christ

  IRN DRC00040

  • CF22 Investment Adviser (Trainee) (19 May 2003 to 3 Jun 2003)
• Daniel Roy Parkin

  IRN DXP00149

  • CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (23 Sep 2002 to 19 Mar 2003)
• Daniel Simon Standen

  IRN DSS00024

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 5 May 2004)
• Danielle Joanna Brotherston

  IRN DXB43293

  • [FCA CF] Significant management (10 Dec 2018 to 31 Dec 2020)
• Darien John Williams

  IRN DJW00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Darren Jeremy Nathan

  IRN DXN00048

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
• Darren Michael Davies

  IRN DXD00005

  • CF21 Investment Adviser (1 Dec 2001 to 17 Sep 2002)
• Darren Paul Crabb

  IRN DPC00015

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)

• Squaring the Circle Ltd (no longer appointed)

  FRN 196613 · Appointed 3 Sep 2001 · Until 3 Jun 2003

• Krystina Lyon (no longer appointed)

  FRN 196612 · Appointed 3 Sep 2001 · Until 3 Jun 2003

• Glenn Coleman (no longer appointed)

  FRN 196607 · Appointed 3 Sep 2001 · Until 3 Jun 2003

• Anthony Alex & Company (no longer appointed)

  FRN 207082 · Appointed 29 Aug 2001 · Until 25 Jul 2003

• Northern Formations Ltd (no longer appointed)

  FRN 196521 · Appointed 29 Aug 2001 · Until 3 Jun 2003

• Greensland Insurance Services Ltd (no longer appointed)

  FRN 207073 · Appointed 16 Aug 2001 · Until 3 Jun 2003

• Nelson Sui Keung Cheng (no longer appointed)

  FRN 207058 · Appointed 15 Aug 2001 · Until 3 Jun 2003

• Peter Hornby (no longer appointed)

  FRN 207059 · Appointed 15 Aug 2001 · Until 3 Jun 2003

• CM Associates (no longer appointed)

  FRN 207054 · Appointed 9 Aug 2001 · Until 3 Jun 2003

• Mortgage & Property (no longer appointed)

  FRN 207053 · Appointed 9 Aug 2001 · Until 3 Jun 2003

No changes recorded yet.