Daniel Roy Parkin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Burgess & Lee Limited (no longer approved here)
FRN 160493
- CF30 Customer (1 Apr 2011 to 23 Dec 2013)
ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)
FRN 122472
- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (23 Sep 2002 to 19 Mar 2003)
ST. JAMES'S PLACE UK PLC (no longer approved here)
FRN 150026
- CF21 Investment Adviser (19 Mar 2003 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (23 Sep 2002 to 19 Mar 2003)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- CF21 Investment Adviser (19 Mar 2003 to 9 Feb 2004)
- CF22 Investment Adviser (Trainee) (23 Sep 2002 to 19 Mar 2003)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF21 Investment Adviser (8 Jan 2002 to 14 Sep 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.