Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (4 May 2020 to 31 Jan 2025)
- [FCA CF] Functions requiring qualifications (4 May 2020 to 31 Jan 2025)
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- Employed By (24 Feb 2020 to 24 Mar 2020)
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- CF30 Customer (1 Nov 2007 to 6 Feb 2019)
- CF21 Investment Adviser (12 Sep 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 12 Sep 2002)
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- Employed By (4 Jan 2005 to 6 Feb 2019)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
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- CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
- CF22 Investment Adviser (Trainee) (19 Feb 2002 to 12 Sep 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.