ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anthony Wilfred Oliver

  IRN AWO00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anthony William Mudd

  IRN AWM01123

  • [FCA CF] Significant management (10 Dec 2018 to 2 Jun 2025)
• Anthony William Payne

  IRN AWP00016

  • CF21 Investment Adviser (18 Mar 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Mar 2002)
• Anthony William Suddaby

  IRN AWS00003

  • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
• Anton Harold Lee

  IRN AHL00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Anton Stephen Packheiser

  IRN ASP00008

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Antonia Siddle

  IRN AXS05253

  • [FCA CF] Material risk taker (since 1 Nov 2024)
  • [FCA CF] Significant management (since 5 Aug 2024)
• Antony Gow

  IRN AXG00028

  • CF22 Investment Adviser (Trainee) (7 Mar 2002 to 3 Jun 2003)
• Antony James Hannigan

  IRN AXH00014

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Archie McLeod Love

  IRN AML00027

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• Motley Wealth Management Limited (no longer appointed)

  FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• PFM Financial Solutions (no longer appointed)

  FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Walter Tow (no longer appointed)

  FRN 207130 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)

  FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Ellis Financial Management (no longer appointed)

  FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Abacus Insurance Services (no longer appointed)

  FRN 207118 · Appointed 30 Oct 2001 · Until 7 Dec 2004

• Peter Waugh (no longer appointed)

  FRN 207110 · Appointed 29 Oct 2001 · Until 5 Dec 2002

• Resource Consolidated Ltd (no longer appointed)

  FRN 197106 · Appointed 19 Oct 2001 · Until 3 Jun 2003

• Henri Sauleek (no longer appointed)

  FRN 197105 · Appointed 18 Oct 2001 · Until 21 Jan 2004

• Knoyle Properties Ltd (no longer appointed)

  FRN 196994 · Appointed 12 Oct 2001 · Until 23 Apr 2002

No changes recorded yet.