ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arlene Addison

  IRN AXA00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Arthur Edwin Whittingham

  IRN AEW01047

  • CF22 Investment Adviser (Trainee) (15 Apr 2003 to 3 Jun 2003)
• Arvind Patel

  IRN AXP00012

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Ashish Patel

  IRN AXP00007

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Ashley Render

  IRN AXR00009

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Ashley Stefan Whitaker

  IRN ASW00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Austin Edward Rawcliffe

  IRN AER01028

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (14 Jan 2002 to 12 Sep 2002)
• Avril Louise Woodruff

  IRN AXC00205

  • CF21 Investment Adviser (12 Sep 2002 to 3 Jun 2003)
  • CF22 Investment Adviser (Trainee) (5 Dec 2001 to 12 Sep 2002)
• Barbara Anne Green

  IRN BXD43298

  • [FCA CF] Significant management (2 Dec 2019 to 30 Sep 2021)
• Barry Anthony Russell

  IRN BAR00011

  • CF21 Investment Adviser (9 May 2002 to 6 Oct 2002)

• Omega Management Ltd (no longer appointed)

  FRN 207134 · Appointed 1 Nov 2001 · Until 3 Jun 2003

• PFM Financial Solutions (no longer appointed)

  FRN 207116 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Coversure Insurance Services Franchise (no longer appointed)

  FRN 207121 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• North Wray Associates (no longer appointed)

  FRN 207117 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Ian Fraser (no longer appointed)

  FRN 207123 · Appointed 30 Oct 2001 · Until 27 Mar 2002

• Steven Akers (no longer appointed)

  FRN 207128 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Ellis Financial Management (no longer appointed)

  FRN 207127 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Paul Hough (no longer appointed)

  FRN 207124 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Motley Wealth Management Limited (no longer appointed)

  FRN 207119 · Appointed 30 Oct 2001 · Until 3 Jun 2003

• Clifford Charles Linsdell Mortgage & Business Adviser (no longer appointed)

  FRN 207120 · Appointed 30 Oct 2001 · Until 3 Jun 2003

No changes recorded yet.