ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Howard David Ellett

  IRN HDE00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Howard John Tallant

  IRN HJT00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Howard Keith Lee

  IRN HKL00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Howard Leonard Morton

  IRN HLM00007

  • CF21 Investment Adviser (1 Dec 2001 to 1 May 2003)
• Howard Llewellyn

  IRN HXL00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Hugh Baird Morton

  IRN HXM01051

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Hugh John Cave Humfrey

  IRN HJH01033

  • CF22 Investment Adviser (Trainee) (25 Mar 2003 to 3 Jun 2003)
• Hugh John Gladman

  IRN HJG01015

  • CF1 Director (1 Dec 2001 to 31 Dec 2011)
  • CF10 Compliance Oversight (1 Dec 2001 to 5 Nov 2002)
• Hugh Mark Raivid

  IRN HMR00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Hugh Morton

  IRN HXM00003

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)

• The Strategic Alliance Group Ltd (no longer appointed)

  FRN 211106 · Appointed 16 Apr 2002 · Until 3 Jun 2003

• Protect Tax and Trust Services Ltd (no longer appointed)

  FRN 211110 · Appointed 16 Apr 2002 · Until 3 Jun 2003

• Plum Financial (no longer appointed)

  FRN 211113 · Appointed 16 Apr 2002 · Until 3 Jun 2003

• Paul McCaughey (no longer appointed)

  FRN 211118 · Appointed 16 Apr 2002 · Until 3 Jun 2003

• Premium Accounting & Training Services (no longer appointed)

  FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2003

• Oakapple Consultancy (Duplicate) (no longer appointed)

  FRN 211017 · Appointed 12 Apr 2002 · Until 3 Jun 2003

• Oakapple Consultancy (no longer appointed)

  FRN 210912 · Appointed 10 Apr 2002 · Until 3 Jun 2003

• John Barry Llewellyn (no longer appointed)

  FRN 210812 · Appointed 4 Apr 2002 · Until 3 Jun 2003

• Aldwych Financial Group Ltd (no longer appointed)

  FRN 210788 · Appointed 3 Apr 2002 · Until 3 Jun 2003

• Financial Lifestyle Management Ltd (no longer appointed)

  FRN 210694 · Appointed 26 Mar 2002 · Until 3 Jun 2003

No changes recorded yet.