ST. JAMES'S PLACE UK PLC

• Principal Place of Business

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

  Web

  https://www.sjp.co.uk

• Complaints Contact

  St. James's Place House

  1 Tetbury Road

  Cirencester

  Gloucestershire

  GL7 1FP

  UNITED KINGDOM

  Phone

  +4401285640302

• Bank Deposits

  For All, Deposit

  Show 1 limitation Hide limitations

  • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Insurance Policies

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Spread Bet

  Show 3 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Issues Insurance

  For All, Life and annuity, Linked long-term, Pension fund management, Permanent health

• Runs Personal Pensions

  For Professional, Retail (Investment), Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Caroline Griffiths

  IRN CXG00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Caroline Waddington

  IRN CXO01322

  • SMF7 Group Entity Senior Manager (since 16 Sep 2024)
• Caryll Reed

  IRN CXR00001

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Caryn Lesley Putney

  IRN CLP01020

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 7 Jul 2003)
• Catherine Mary Gallacher

  IRN CMG00005

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Catherine Vera Thearle

  IRN CVT01009

  • CF11 Money Laundering Reporting (7 Mar 2006 to 12 Aug 2008)
  • CF10 Compliance Oversight (7 Mar 2006 to 11 Mar 2008)
• Cedric Andrew Cross

  IRN CAC00002

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Celia Margaret Seston

  IRN CMS00022

  • CF21 Investment Adviser (1 Dec 2001 to 3 Jun 2003)
• Ceri Ulyatt

  IRN CXU00008

  • [FCA CF] Significant management (since 11 Feb 2026)
  • [FCA CF] Material risk taker (since 11 Feb 2026)
• Charles Cordina

  IRN CXC00104

  • CF22 Investment Adviser (Trainee) (15 May 2002 to 28 Aug 2002)

• Anthony Nunn (no longer appointed)

  FRN 211357 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Chase Hamilton Associates Ltd (no longer appointed)

  FRN 193938 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• John Blaskey (no longer appointed)

  FRN 211350 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• IMS Wealth Management (no longer appointed)

  FRN 211358 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Griffin Financial Services (no longer appointed)

  FRN 211351 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Harcourt Associates (no longer appointed)

  FRN 211353 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• D & E Premier Mortgages (no longer appointed)

  FRN 211355 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Sutton & Company (no longer appointed)

  FRN 211352 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Thompsons Estate Officers Ltd (no longer appointed)

  FRN 211354 · Appointed 23 Apr 2002 · Until 3 Jun 2003

• Premium Accounting & Training Services (no longer appointed)

  FRN 201272 · Appointed 16 Apr 2002 · Until 3 Jun 2003

No changes recorded yet.