ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Unit
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Unit
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Stockbroking
For Professional, Retail (Investment), Unit
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Investment Setup
For Professional, Retail (Investment), Unit
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Holds Your Assets
For Professional, Retail (Investment), Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Debra Jane McKenna
IRN DJM01605
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 May 2021)
- CF11 Money Laundering Reporting (3 Nov 2014 to 8 Dec 2019)
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Dianne Elizabeth Macdonald
IRN DXM00538
- [FCA CF] Significant management (4 Aug 2021 to 31 May 2023)
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Edward Knapp
IRN ESK01029
- Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2025)
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Elisabeth Clare Davis
IRN ECD01025
- SMF18 Other Overall Responsibility (since 19 Jun 2025)
- [FCA CF] Manager of certification employee (28 Apr 2025 to 19 Jun 2025)
- [FCA CF] Material risk taker (28 Apr 2025 to 19 Jun 2025)
- [FCA CF] Significant management (28 Apr 2025 to 19 Jun 2025)
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Elizabeth Janet Kelly
IRN EXK01230
- SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
- SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
- SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
- [FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
- [FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
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Emma Kate Griffin
IRN EKG00002
- SMF7 Group Entity Senior Manager (21 Dec 2023 to 13 May 2025)
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Eóin Desmond O'Gorman
IRN EXO00119
- [FCA CF] Significant management (22 Apr 2025 to 20 Mar 2026)
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Frank Norman Gorrie
IRN FNG00001
- [FCA CF] Material risk taker (since 15 Aug 2025)
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Frederic Benjamin Pierre Andre Tache
IRN FBT01007
- [FCA CF] Significant management (20 Dec 2022 to 1 Jun 2024)
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Gavin Mark Welch
IRN GXW43309
- [FCA CF] Significant management (9 Dec 2019 to 27 Nov 2020)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.