Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ST. JAMES'S PLACE UNIT TRUST GROUP LIMITED (no longer approved here)

    FRN 122472

    • SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
    • SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
    • [FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
  • ST. JAMES'S PLACE UK PLC (no longer approved here)

    FRN 150026

    • SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
    • SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
    • [FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
    • [FCA CF] Significant management (1 Jan 2019 to 15 May 2020)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
    • SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
  • ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED (no longer approved here)

    FRN 622916

    • SMF18 Other Overall Responsibility (17 Apr 2024 to 23 Apr 2025)
    • SMF24 Chief Operations (16 Aug 2022 to 17 Apr 2024)
    • SMF7 Group Entity Senior Manager (15 May 2020 to 16 Aug 2022)
    • [FCA CF] Material risk taker (22 Jan 2020 to 15 May 2020)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
  • St. James's Place Partnership Services Limited (no longer approved here)

    FRN 719983

    • [FCA CF] Manager of certification employee (11 Oct 2021 to 12 Sep 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 15 May 2020)
  • Saffron Building Society (no longer approved here)

    FRN 100015

    • CF2 Non Executive Director (22 Apr 2015 to 6 Mar 2016)
  • CROCUS HOME LOANS LIMITED (no longer approved here)

    FRN 305200

    • CF2 Non Executive Director (22 Apr 2015 to 8 Dec 2019)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF29 Significant management (19 Aug 2013 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

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