ST. JAMES'S PLACE INVESTMENT ADMINISTRATION LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
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Complaints Contact
St. James's Place House1 Tetbury RoadCirencesterGloucestershireGL7 1FPUNITED KINGDOM- Phone
- +441285640302
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Professional, Retail (Investment), Unit
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Arranges Asset Safekeeping
For Professional, Retail (Investment), Unit
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Stockbroking
For Professional, Retail (Investment), Unit
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Investment Setup
For Professional, Retail (Investment), Unit
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Holds Your Assets
For Professional, Retail (Investment), Unit
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Roger Philip Yates
IRN RPY01006
- SMF7 Group Entity Senior Manager (12 Jul 2022 to 18 May 2023)
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Rosemary Hilary
IRN RXH01915
- SMF7 Group Entity Senior Manager (18 Aug 2020 to 5 Dec 2025)
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Ross Iain Cameron
IRN RIC01032
- [FCA CF] Significant management (2 Feb 2023 to 18 Mar 2025)
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Ryan John McDonald
IRN RJM00093
- [FCA CF] Significant management (9 Dec 2019 to 27 Jul 2022)
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Samantha Richards
IRN SXR00681
- [FCA CF] Significant management (since 1 Jan 2026)
- [FCA CF] Material risk taker (since 1 Jan 2026)
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Sarah Jane Turner
IRN SXT00803
- [FCA CF] Material risk taker (since 1 Jan 2026)
- [FCA CF] Significant management (since 2 Jun 2025)
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Sarah Marie Elizabeth Ruggins
IRN SXR00690
- [FCA CF] Manager of certification employee (4 Apr 2023 to 4 Oct 2023)
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Scott Evans
IRN SDE01027
- [FCA CF] Significant management (since 19 Mar 2026)
- [FCA CF] Manager of certification employee (since 19 Mar 2026)
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Sharon Rowe
IRN SXR10698
- SMF18 Other Overall Responsibility (since 6 Sep 2024)
- [FCA CF] Significant management (8 Jul 2024 to 6 Sep 2024)
- [FCA CF] CASS oversight function (9 Dec 2019 to 6 Sep 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 6 Sep 2024)
- CF10a CASS Oversight function (20 Feb 2019 to 8 Dec 2019)
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Simon Douglas Titterton
IRN SDT01072
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2024)
- [FCA CF] Significant management (9 Dec 2019 to 30 Nov 2024)
- CF10 Compliance Oversight (9 Sep 2015 to 10 Dec 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.