Date authorised
1 April 2013
Companies House
03163656
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Tower Bridge House
    St. Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871
  • Complaints Contact

    Tower Bridge House
    St Katharines Way
    London
    E1W 1BQ
    UNITED KINGDOM
    Phone
    +4402072651871

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Christopher Tasker

    IRN JCT01125

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (27 Dec 2017 to 8 Dec 2019)
  • James Haydn Walters

    IRN JHW01112

    • CF30 Customer (22 Sep 2009 to 3 Nov 2010)
  • James Michael Ash

    IRN JMA01076

    • [FCA CF] Client dealing (15 Sep 2021 to 17 Jul 2024)
  • Jamie Nicholas Blackman

    IRN JNB01102

    • [FCA CF] Client dealing (since 21 May 2025)
    • CF30 Customer (22 Jan 2014 to 8 Dec 2019)
  • Jan Martin Keller

    IRN JMK01075

    • [FCA CF] Significant management (9 Dec 2019 to 18 May 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2021)
    • CF30 Customer (10 Aug 2017 to 8 Dec 2019)
  • Jeffrey Brian McGee

    IRN JBM01113

    • CF30 Customer (22 Sep 2010 to 19 Jun 2012)
    • CF29 Significant management (22 Sep 2010 to 19 Jun 2012)
  • Jeffrey Russell Jenkin Brown

    IRN JRB01221

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (12 Jan 2005 to 30 Jun 2011)
    • CF21 Investment Adviser (1 Jun 2004 to 31 Oct 2007)
  • John Alfred Welham

    IRN JAW01183

    • CF1 Director (11 Jul 2007 to 8 Nov 2017)
    • CF8 Apportionment and Oversight (12 Mar 2002 to 31 Oct 2007)
  • John Peter Kearsey

    IRN JPK01070

    • CF30 Customer (11 May 2010 to 8 Dec 2019)
  • John William Banaszkiewicz

    IRN JWB01085

    • CF1 Director (1 Dec 2001 to 20 Aug 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Aug 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.