James Michael Ash

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SSY FUTURES LTD (no longer approved here)

    FRN 181602

    • [FCA CF] Client dealing (15 Sep 2021 to 17 Jul 2024)
  • Marex Spectron International Limited (no longer approved here)

    FRN 193027

    • CF30 Customer (1 Nov 2007 to 5 Jan 2015)
    • CF21 Investment Adviser (6 Aug 2002 to 19 Apr 2004)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF21 Investment Adviser (1 Dec 2001 to 9 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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