Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SSY FUTURES LTD (no longer approved here)

    FRN 181602

    • [FCA CF] Client dealing (9 Dec 2019 to 18 May 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 18 May 2021)
    • CF30 Customer (10 Aug 2017 to 8 Dec 2019)
  • Commonwealth Bank of Australia (no longer approved here)

    FRN 139185

    • CF30 Customer (19 Feb 2013 to 6 Mar 2016)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (16 Dec 2010 to 31 Aug 2012)
    • CF21 Investment Adviser (15 Sep 2003 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.