SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Sally Stephens

  IRN SXS01905

  • [FCA CF] Significant management (23 Oct 2020 to 15 Jul 2021)
• Sarah Barton

  IRN SXB04129

  • [FCA CF] Significant management (since 11 Nov 2025)
• Sean Holland

  IRN SXH00855

  • [FCA CF] Significant management (3 Oct 2022 to 11 May 2023)
• Shankar Gawde

  IRN SXG00236

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Sharon Estall Purvis

  IRN SEP01027

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 May 2003)
• Simon Alexander Moorhead

  IRN SAM01362

  • CF1 Director (18 Feb 2014 to 3 Apr 2017)
• Simon David Mead

  IRN SDM01084

  • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 17 Mar 2003)
  • CF1 Director (1 Dec 2001 to 20 Feb 2002)
• Simon Neil Hudson-Lund

  IRN SNH01022

  • CF3 Chief Executive (31 May 2016 to 3 Apr 2017)
  • CF8 Apportionment and Oversight (12 Jul 2005 to 31 Mar 2009)
  • CF1 Director (13 May 2003 to 3 Apr 2017)
• Sinead Aine Fennessy

  IRN SXF20772

  • [FCA CF] Significant management (5 Oct 2023 to 1 Mar 2024)
• Spencer Sidney Baum

  IRN SSB01022

  • SMF1 Chief Executive (since 1 Mar 2026)
  • SMF3 Executive Director (since 1 Mar 2026)
  • [FCA CF] Significant management (6 Jul 2020 to 1 Mar 2026)

No changes recorded yet.