SS&C Financial Services Europe Limited

• Principal Place of Business

  SS&C House

  Saint Nicholas Lane

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

  Web

  https://www.ssctech.com

• Complaints Contact

  SS&C

  Saint Nicholas House

  Basildon

  Essex

  SS15 5FS

  UNITED KINGDOM

  Phone

  +4407887925293

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to the provision of outsourced administration and other services to regulated firms, in respect of products and services offered by those firms
  • · Limited to dealing-only activities.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stephen Clifford Hooley

  IRN SCH01154

  • CF2 Non Executive Director (19 Aug 2009 to 21 Feb 2013)
• Stephen David Parkinson

  IRN SDP01047

  • CF3 Chief Executive (6 Feb 2013 to 31 Mar 2018)
  • CF1 Director (11 Sep 2012 to 31 Mar 2018)
• Stephen McLaughlan

  IRN SXM00526

  • [FCA CF] Significant management (9 Dec 2019 to 8 Mar 2024)
• Steve Crosse

  IRN SXC00399

  • [FCA CF] Significant management (since 9 Dec 2019)
• Suryakant Korgaonkar

  IRN SXK00233

  • [FCA CF] Significant management (1 Jul 2020 to 1 Mar 2024)
• Susan Dargan

  IRN SXD02330

  • CF2 Non Executive Director (19 Apr 2016 to 27 Mar 2017)
• Susan Neal

  IRN SXN00117

  • [FCA CF] Significant management (9 Dec 2019 to 30 Jun 2023)
• Suzanne Conley

  IRN SXC00400

  • [FCA CF] Significant management (since 1 Oct 2020)
• Terence Glenn Phillips

  IRN TGP01012

  • CF17 Significant Mgt (Other Business Operations) (11 Mar 2002 to 19 May 2003)
• Thomas Abbott McDonnell

  IRN TAM01100

  • CF2 Non Executive Director (19 Aug 2009 to 16 Oct 2012)

No changes recorded yet.