Square Book Finance LTD

Date authorised
14 June 2019
Companies House
11971730
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Unit 219
    37 Cremer Street
    London
    E2 8HD
    UNITED KINGDOM
    Phone
    +447713639530
    Web
    https://www.squarebook.com

  • Complaints Contact

    Unit 219
    37 Cremer Street
    London
    E2 8HD
    UNITED KINGDOM
    Phone
    +447713639530

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alistair Ian Sutherland

    IRN AXS04873

    • CF1 Director (14 Jun 2019 to 7 Oct 2019)
  • Joseph Robin Sluys

    IRN JXS03861

    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (14 Jun 2019 to 22 Feb 2020)
  • Mark Edward Parnell-Hopkinson

    IRN MXP02907

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
    • CF30 Customer (14 Jun 2019 to 8 Dec 2019)
    • CF1 Director (14 Jun 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jun 2019 to 8 Dec 2019)
    • CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
    • CF29 Significant management (14 Jun 2019 to 8 Dec 2019)
  • Philip John Dixon

    IRN PJD01117

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Feb 2024)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
  • Richard Paul Balarkas

    IRN RPB01122

    • [FCA CF] Significant management (9 Dec 2019 to 29 Feb 2024)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 12 Feb 2024)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

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