Philip John Dixon

Last updated
6 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quai Investment Services Limited (no longer approved here)

    FRN 922590

    • SMF3 Executive Director (10 May 2021 to 27 Apr 2023)
  • Square Book Finance LTD (no longer approved here)

    FRN 812594

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 29 Feb 2024)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF1 Director (18 Nov 2015 to 21 Dec 2016)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF11 Money Laundering Reporting (16 Feb 2015 to 11 Mar 2015)
    • CF10 Compliance Oversight (16 Feb 2015 to 11 Mar 2015)
    • CF1 Director (16 Feb 2015 to 11 Mar 2015)
  • Hume Capital Securities plc (no longer approved here)

    FRN 504211

    • CF1 Director (16 Feb 2015 to 11 Mar 2015)
    • CF10 Compliance Oversight (16 Feb 2015 to 11 Mar 2015)
    • CF10a CASS Oversight function (16 Feb 2015 to 11 Mar 2015)
    • CF11 Money Laundering Reporting (16 Feb 2015 to 11 Mar 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.