Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Square Book Finance LTD
FRN 812594
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 31 Dec 2022)
- CF29 Significant management (14 Jun 2019 to 8 Dec 2019)
- CF1 Director (14 Jun 2019 to 8 Dec 2019)
- CF30 Customer (14 Jun 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (14 Jun 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (14 Jun 2019 to 8 Dec 2019)
- CF28 Systems and controls (14 Jun 2019 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.