Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Edward Pendleton

    IRN EXP01157

    • CF30 Customer (1 Nov 2007 to 21 Jun 2009)
    • CF26 Customer Trading (9 Oct 2007 to 31 Oct 2007)
  • Emma Diane Ward

    IRN EDW01009

    • CF26 Customer Trading (1 Nov 2003 to 15 Dec 2003)
  • Eve Alexandra Shepherd

    IRN EAS01033

    • CF26 Customer Trading (1 Dec 2001 to 4 Jan 2002)
  • Fitz Steger-Lewis

    IRN FXS00188

    • [FCA CF] Client dealing (since 26 Oct 2023)
  • Gavin Pugh

    IRN GDP01029

    • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • George Betts

    IRN GXB00476

    • [FCA CF] Client dealing (since 24 Mar 2023)
  • George Cornish

    IRN GXC00468

    • [FCA CF] Manager of certification employee (since 24 Mar 2023)
    • [FCA CF] Client dealing (since 24 Mar 2023)
  • George Edward Hannigan

    IRN GEH01067

    • [FCA CF] Proprietary trader (31 Mar 2023 to 26 Nov 2025)
    • [FCA CF] Significant management (1 Aug 2022 to 26 Nov 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Nov 2025)
    • CF30 Customer (1 Feb 2018 to 8 Dec 2019)
  • George Philip Primarolo

    IRN GPP01008

    • CF26 Customer Trading (12 Mar 2002 to 31 May 2003)
  • George Stewart Crimes

    IRN GSC01041

    • CF28 Systems and controls (1 Nov 2007 to 26 Jun 2008)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.