Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gerard Downes

    IRN GXD01192

    • CF26 Customer Trading (1 Dec 2001 to 8 Nov 2005)
  • Glenn Alan Ford

    IRN GAF01039

    • [FCA CF] Client dealing (since 22 May 2023)
    • CF30 Customer (1 Nov 2007 to 14 Nov 2013)
    • CF26 Customer Trading (21 Nov 2002 to 31 Oct 2007)
  • Gordon Parker

    IRN GXP00311

    • [FCA CF] Client dealing (21 May 2023 to 11 Jul 2024)
  • Graham Joseph Deeley

    IRN GJD01059

    • CF26 Customer Trading (15 Oct 2002 to 22 Oct 2002)
  • Guy Edward Geoffrey Billingham

    IRN GEB01061

    • [FCA CF] Client dealing (since 22 May 2023)
  • Harriet Faye Thompson

    IRN HXT01069

    • CF26 Customer Trading (1 Jun 2002 to 17 Jun 2002)
  • Harry Charles Clifford

    IRN HCC01028

    • [FCA CF] Client dealing (since 31 Mar 2023)
    • [FCA CF] Material risk taker (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2016 to 8 Dec 2019)
  • Hayden Carl Matthews

    IRN HCM01030

    • CF26 Customer Trading (15 Apr 2004 to 13 Apr 2004)
  • Hector MacKenzie

    IRN HXM00157

    • [FCA CF] Client dealing (6 Jul 2020 to 30 Jun 2021)
  • Henry Alexander Frost

    IRN HAF01015

    • CF26 Customer Trading (11 Sep 2007 to 27 Sep 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.