Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Henry Hotson

    IRN HXH00303

    • [FCA CF] Client dealing (since 27 Feb 2025)
  • Hugh Edaward Saunders

    IRN HES01017

    • CF26 Customer Trading (1 Dec 2001 to 30 Sep 2005)
  • Hugh Shields

    IRN HXS00199

    • [FCA CF] Client dealing (25 Jan 2021 to 8 Jan 2024)
  • Iain Charles Davis

    IRN LCD01038

    • SMF17 Money Laundering Reporting Officer (MLRO) (14 Apr 2023 to 2 Mar 2025)
    • SMF16 Compliance Oversight (14 Apr 2023 to 2 Mar 2025)
  • Ian Antony Ahearne

    IRN IAA01014

    • CF26 Customer Trading (1 Dec 2001 to 21 Mar 2002)
  • Ian Horsley

    IRN IXH01138

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (13 Apr 2016 to 8 Dec 2019)
    • CF26 Customer Trading (5 Nov 2002 to 15 Dec 2003)
  • Ian Jones

    IRN IXJ00060

    • [FCA CF] Client dealing (22 May 2023 to 18 Oct 2023)
  • Ian Massie

    IRN IXM01356

    • CF30 Customer (2 Mar 2009 to 12 Nov 2009)
  • Jack Counsell

    IRN JXC01179

    • [FCA CF] Client dealing (since 22 May 2023)
  • James Aidan McFadden

    IRN JAM01328

    • [FCA CF] Client dealing (since 1 Jun 2023)
    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF26 Customer Trading (1 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.