Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Bingham

    IRN JXB01371

    • [FCA CF] Client dealing (22 May 2023 to 13 Jul 2023)
  • James Clark

    IRN JXC01141

    • [FCA CF] Client dealing (since 24 Mar 2023)
  • James Hallan

    IRN JXH00846

    • SMF3 Executive Director (since 20 Jun 2022)
  • James Isaac

    IRN JXI01036

    • CF26 Customer Trading (1 Dec 2001 to 23 Aug 2002)
  • James Konrad

    IRN JXK01481

    • CF30 Customer (1 Nov 2007 to 3 Feb 2008)
    • CF26 Customer Trading (19 Oct 2007 to 31 Oct 2007)
  • Jared Bond

    IRN JXB01370

    • [FCA CF] Client dealing (since 22 May 2023)
    • [FCA CF] Manager of certification employee (since 22 May 2023)
  • Jeremy Thomas

    IRN JXT00691

    • [FCA CF] Manager of certification employee (since 28 Mar 2024)
    • [FCA CF] Client dealing (since 28 Mar 2024)
  • Joanna Diep

    IRN JXD00785

    • [FCA CF] Proprietary trader (since 10 Nov 2025)
    • [FCA CF] Significant management (since 10 Nov 2025)
    • [FCA CF] Client dealing (since 17 Aug 2023)
  • Joanna Simon

    IRN JXS08530

    • SMF16 Compliance Oversight (9 Dec 2019 to 23 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 23 Oct 2021)
    • CF11 Money Laundering Reporting (17 Dec 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Dec 2018 to 8 Dec 2019)
  • Jody Roger Orgee

    IRN JRO01023

    • [FCA CF] Client dealing (since 22 May 2023)

Recent activity

Updates to this firm's record on the FCA register.

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