James Konrad

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Brevan Howard Investment Management Limited (no longer approved here)

    FRN 1023447

    • [FCA CF] Manager of certification employee (16 Oct 2025 to 5 Jan 2026)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • [FCA CF] Algorithmic trading (31 Mar 2023 to 22 Jul 2023)
    • [FCA CF] Material risk taker (8 Nov 2022 to 22 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 22 Jul 2023)
    • [FCA CF] Manager of certification employee (11 May 2022 to 22 Jul 2023)
    • [FCA CF] Client dealing (11 May 2022 to 22 Jul 2023)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • [FCA CF] Algorithmic trading (31 Mar 2023 to 22 Jul 2023)
    • [FCA CF] Material risk taker (8 Nov 2022 to 22 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 22 Jul 2023)
    • [FCA CF] Client dealing (11 May 2022 to 22 Jul 2023)
    • [FCA CF] Manager of certification employee (11 May 2022 to 22 Jul 2023)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • [FCA CF] Algorithmic trading (31 Mar 2023 to 22 Jul 2023)
    • [FCA CF] Material risk taker (8 Nov 2022 to 22 Jul 2023)
    • [PRA CF] Significant risk taker or Material risk taker (8 Nov 2022 to 22 Jul 2023)
    • [FCA CF] Manager of certification employee (11 May 2022 to 22 Jul 2023)
    • [FCA CF] Client dealing (11 May 2022 to 22 Jul 2023)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (27 Nov 2019 to 1 May 2022)
    • [FCA CF] Manager of certification employee (18 Dec 2018 to 1 May 2022)
    • [FCA CF] Client dealing (20 Nov 2018 to 1 May 2022)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Material risk taker (13 Mar 2019 to 1 May 2022)
    • [FCA CF] Algorithmic trading (19 Sep 2018 to 1 May 2022)
    • [FCA CF] Manager of certification employee (19 Sep 2018 to 1 May 2022)
    • [FCA CF] Client dealing (4 Sep 2018 to 1 May 2022)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (12 May 2010 to 6 Mar 2016)
  • Spreadex Limited (no longer approved here)

    FRN 190941

    • CF30 Customer (1 Nov 2007 to 3 Feb 2008)
    • CF26 Customer Trading (19 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.