Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joe Ford

    IRN JXF00497

    • [FCA CF] Client dealing (since 24 Mar 2023)
  • John Matthew Goodall

    IRN JMG01107

    • CF26 Customer Trading (1 Dec 2001 to 4 Sep 2002)
  • John Robert Childs

    IRN JRC01199

    • CF26 Customer Trading (27 Jan 2005 to 15 Sep 2005)
  • Jonathan David Keymer

    IRN JDK01031

    • CF26 Customer Trading (1 Dec 2001 to 15 Dec 2003)
  • Jonathan Gordon Hufford

    IRN JGH01073

    • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2006 to 18 Dec 2018)
    • CF3 Chief Executive (4 Aug 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2002)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 8 Oct 2002)
  • Jonathan Michael Cooke

    IRN JMC01239

    • CF26 Customer Trading (5 Jan 2004 to 25 Jul 2007)
  • Jonathan Sainsbury

    IRN JXS02066

    • CF26 Customer Trading (1 Jun 2005 to 7 Jun 2005)
  • Jonti Ruell

    IRN JXR00882

    • [FCA CF] Client dealing (since 18 Nov 2024)
  • Joseph Bradbury

    IRN JXB03992

    • [FCA CF] Client dealing (since 27 Feb 2025)
  • Joshua Cargill

    IRN JXC01097

    • [FCA CF] Client dealing (3 Jan 2023 to 3 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

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