Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Spreadex Limited (no longer approved here)

    FRN 190941

    • SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Jul 2006 to 18 Dec 2018)
    • CF3 Chief Executive (4 Aug 2004 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 8 Oct 2002)
    • CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2002)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.