Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF1 Chief Executive (9 Dec 2019 to 1 Jun 2021)
- SMF3 Executive Director (9 Dec 2019 to 1 Jun 2021)
- CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (19 Jul 2006 to 18 Dec 2018)
- CF3 Chief Executive (4 Aug 2004 to 8 Dec 2019)
- CF26 Customer Trading (1 Dec 2001 to 8 Oct 2002)
- CF10 Compliance Oversight (1 Dec 2001 to 4 Feb 2002)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.