Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Daniel Philip Spier

    IRN DPS01084

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jan 2015 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 10 Jun 2003)
  • Daniel Willoughby

    IRN DXW02110

    • [FCA CF] Algorithmic trading (since 31 Mar 2023)
    • [FCA CF] Proprietary trader (since 31 Mar 2023)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • CF30 Customer (1 May 2017 to 8 Dec 2019)
  • Darren Brett Simia

    IRN DXS01301

    • CF30 Customer (1 Nov 2007 to 22 Jan 2009)
    • CF26 Customer Trading (14 Aug 2006 to 31 Oct 2007)
  • Darren Neil Barton

    IRN DNB01022

    • CF30 Customer (12 Mar 2014 to 24 Apr 2017)
  • David Alexander Rees

    IRN DAR01163

    • CF30 Customer (1 Nov 2007 to 16 Sep 2015)
    • CF26 Customer Trading (15 Feb 2005 to 31 Oct 2007)
  • David Castillo

    IRN DXC00416

    • [FCA CF] Client dealing (11 Dec 2024 to 6 Feb 2026)
  • David Charles White

    IRN DCW01123

    • CF30 Customer (16 Apr 2015 to 16 Sep 2015)
  • David Edward Corben

    IRN DEC01074

    • CF30 Customer (1 May 2013 to 8 Dec 2019)
  • David John Prescott

    IRN DXP01371

    • CF26 Customer Trading (8 Sep 2003 to 31 Jul 2004)
  • David Lynch

    IRN DPL01049

    • CF30 Customer (16 Sep 2013 to 27 Sep 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.