David John Prescott

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (10 Nov 2014 to 6 Mar 2016)
Green Street Advisors (UK) Limited (no longer approved here)
FRN 482269
- CF30 Customer (8 Aug 2013 to 21 Oct 2014)
Aviva Investors Global Services Limited (no longer approved here)
FRN 119178
- CF30 Customer (8 Dec 2010 to 8 Mar 2013)
Sporting Index Limited (no longer approved here)
FRN 150404
- CF30 Customer (1 Nov 2007 to 1 Nov 2008)
- CF26 Customer Trading (31 Jan 2007 to 31 Oct 2007)
Spreadex Limited (no longer approved here)
FRN 190941
- CF26 Customer Trading (8 Sep 2003 to 31 Jul 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.