Date authorised
1 April 2013
Companies House
03720378
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000
  • Complaints Contact

    26-30 Upper Marlborough Road
    St. Albans
    Hertfordshire
    AL1 3UU
    UNITED KINGDOM
    Phone
    +441727895000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Moniz

    IRN DXM00890

    • [FCA CF] Client dealing (since 5 Apr 2023)
  • David Roderick Wallace Mackay

    IRN DRM01080

    • CF30 Customer (1 Nov 2013 to 1 Dec 2015)
  • David Ross MacKenzie

    IRN DRM01122

    • SMF1 Chief Executive (since 26 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 26 Aug 2021)
    • CF1 Director (30 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 12 Nov 2009)
    • CF26 Customer Trading (1 Jan 2003 to 31 Oct 2007)
  • David Roy Whitelam

    IRN DRW01083

    • CF2 Non Executive Director (1 Dec 2001 to 29 Oct 2008)
  • David Walker

    IRN DXW00621

    • [FCA CF] Client dealing (since 22 May 2023)
  • David Wisbey

    IRN DXW01479

    • CF30 Customer (1 Nov 2007 to 26 Jul 2009)
    • CF26 Customer Trading (9 Mar 2004 to 31 Oct 2007)
  • Derek John Trusselle

    IRN DJT01112

    • CF26 Customer Trading (25 May 2004 to 12 Dec 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 25 May 2004)
    • CF1 Director (1 Dec 2001 to 31 May 2010)
  • Diane Geoghegan

    IRN DXG01222

    • CF26 Customer Trading (1 Dec 2001 to 23 Dec 2002)
  • Duncan Robinson

    IRN DXR01376

    • CF26 Customer Trading (5 Jan 2004 to 5 Jan 2004)
  • Edward Antysz

    IRN EXA00178

    • [FCA CF] Client dealing (since 1 Jun 2023)
    • [FCA CF] Manager of certification employee (since 1 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

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