SPF Private Clients Limited

• Principal Place of Business

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

  Web

  https://www.spf.co.uk

• Complaints Contact

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

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  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Charlie Iain Karl Torrance

  IRN CXT00569

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 13 Feb 2026)
• Chelsea Thomson

  IRN CXG00024

  • [FCA CF] Functions requiring qualifications (31 Aug 2023 to 7 Jun 2024)
  • [FCA CF] Manager of certification employee (31 Aug 2023 to 7 Jun 2024)
• Chloe Athena House

  IRN CXH00251

  • [FCA CF] Functions requiring qualifications (14 Mar 2022 to 17 Nov 2023)
• Christopher David Robert Galpin

  IRN CDG00015

  • CF22 Investment Adviser (Trainee) (22 Jul 2004 to 12 Jul 2006)
• Christopher Lee

  IRN CXL01439

  • CF2 Non Executive Director (8 Jun 2011 to 8 Jan 2018)
• Christopher Nicholls

  IRN CXN00050

  • [FCA CF] Manager of certification employee (18 Oct 2022 to 23 Oct 2023)
  • [FCA CF] Functions requiring qualifications (9 Aug 2021 to 7 Feb 2025)
• Christopher Roy Holmes

  IRN CRH01093

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Manager of certification employee (since 17 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Clive Anthony Rose

  IRN CAR01088

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 14 Jul 2023)
  • CF1 Director (1 Jun 2011 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Oct 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Nov 2003 to 6 Oct 2004)
  • CF24 Pension Transfer Specialist (1 Sep 2003 to 31 Oct 2007)
• Connor John Tull Humble

  IRN CXH00235

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 14 Apr 2023)
• Conor Kenneth Joseph McGinn

  IRN CXM71020

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 17 Jan 2020)

• Savills (UK) Limited (no longer appointed)

  FRN 746575 · Appointed 10 May 2016 · Until 31 Dec 2017 · Tied agent

• Laurence Greenfield (no longer appointed)

  FRN 661572 · Appointed 14 Mar 2016 · Until 5 Jun 2017

• Bespoke Capital Management LLP (no longer appointed)

  FRN 400031 · Appointed 26 Oct 2010 · Until 11 Jun 2012

• Savills (L&P) Ltd (no longer appointed)

  FRN 416688 · Appointed 6 Dec 2004 · Until 31 Jan 2006

• Savills Commercial Ltd (no longer appointed)

  FRN 415499 · Appointed 23 Nov 2004 · Until 4 May 2006

No changes recorded yet.