Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • [FCA CF] Functions requiring qualifications (31 Aug 2023 to 7 Jun 2024)
    • [FCA CF] Manager of certification employee (31 Aug 2023 to 7 Jun 2024)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • Appointed representative dealing with clients for which they require qualification (25 Jun 2021 to 25 May 2023)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Jun 2021)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 30 Dec 2018)

Recent activity

Updates to this individual's record on the FCA register.

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