SPF Private Clients Limited

• Principal Place of Business

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

  Web

  https://www.spf.co.uk

• Complaints Contact

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Simon Timothy Jones

  IRN STJ00001

  • CF1 Director (1 Aug 2006 to 10 Dec 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 2 Jun 2003)
• Simon William Farrar

  IRN SXF00146

  • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 14 Dec 2021)
• Somer Dawn Lynn

  IRN SXL00161

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 26 Mar 2020)
• Spenser Horsfall

  IRN SXH00779

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 28 Jun 2022)
• Stephen Clarke

  IRN SXC23059

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 28 Mar 2023)
  • SMF16 Compliance Oversight (since 9 Jan 2020)
  • SMF3 Executive Director (since 9 Jan 2020)
• Stephen Mark Elliott

  IRN SME00006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2003)
• Stephen Tully

  IRN SXT01152

  • CF24 Pension Transfer Specialist (1 Dec 2001 to 12 Sep 2003)
  • CF1 Director (1 Dec 2001 to 12 Sep 2003)
  • CF10 Compliance Oversight (1 Dec 2001 to 12 Sep 2003)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 12 Sep 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 19 Mar 2003)
• Steven Ian Flint

  IRN SIF00002

  • CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2002)
• Steven Patrick Farley

  IRN SPF01034

  • CF22 Investment Adviser (Trainee) (31 Oct 2002 to 24 Jan 2003)
• Stuart Robinson

  IRN SXR01336

  • CF1 Director (28 May 2002 to 31 Dec 2004)

• Savills (UK) Limited (no longer appointed)

  FRN 746575 · Appointed 10 May 2016 · Until 31 Dec 2017 · Tied agent

• Laurence Greenfield (no longer appointed)

  FRN 661572 · Appointed 14 Mar 2016 · Until 5 Jun 2017

• Bespoke Capital Management LLP (no longer appointed)

  FRN 400031 · Appointed 26 Oct 2010 · Until 11 Jun 2012

• Savills (L&P) Ltd (no longer appointed)

  FRN 416688 · Appointed 6 Dec 2004 · Until 31 Jan 2006

• Savills Commercial Ltd (no longer appointed)

  FRN 415499 · Appointed 23 Nov 2004 · Until 4 May 2006

No changes recorded yet.