Steven Patrick Farley

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Practical Mortgage Solutions (UK) Limited

    FRN 465671

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 3 Dec 2020)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF8 Apportionment and Oversight (1 May 2007 to 31 Mar 2009)
    • CF1 Director (1 May 2007 to 19 Jan 2011)
    • Responsible for Insurance Mediation (1 May 2007 to 19 Jan 2011)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF22 Investment Adviser (Trainee) (31 Oct 2002 to 24 Jan 2003)
  • BA (GI) Limited (no longer approved here)

    FRN 117647

    • CF22 Investment Adviser (Trainee) (20 Mar 2002 to 1 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

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