SPF Private Clients Limited

• Principal Place of Business

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

  Web

  https://www.spf.co.uk

• Complaints Contact

  S P F Private Clients

  33 Gracechurch Street

  London

  City Of London

  EC3V 0BT

  UNITED KINGDOM

  Phone

  +442073308500

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Negotiation

  Show 1 limitation Hide limitations

  • · Limited to debt adjusting excluding the conclusion or administration of debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Debt Advice

  Show 1 limitation Hide limitations

  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Nicholas James Parkhouse

  IRN NXP00015

  • CF21 Investment Adviser (17 Dec 2002 to 31 Dec 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Dec 2002)
• Nicholas James Wheeler

  IRN NXW00088

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Aug 2024)
• Nicholas Leigh Rees

  IRN NLR00003

  • CF21 Investment Adviser (4 Feb 2002 to 2 Jun 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)
• Nicholas Uphill

  IRN NXU00006

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 20 Sep 2024)
• Nigel John Moore

  IRN NJM01191

  • SMF3 Executive Director (9 Dec 2019 to 27 Feb 2023)
  • CF1 Director (19 Feb 2011 to 8 Dec 2019)
  • CF28 Systems and controls (9 Nov 2010 to 8 Dec 2019)
• Nimal Shah

  IRN NXS00112

  • [FCA CF] Functions requiring qualifications (23 Sep 2021 to 26 Sep 2023)
• Oliver James

  IRN OXJ00013

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 31 Aug 2023)
• Paul Edward Smith

  IRN PXS00274

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (19 Jan 2022 to 21 Jul 2022)
• Paul James Mavin

  IRN PXM00279

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Significant management (since 2 Mar 2026)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
• Paul Stockwell

  IRN PAS00026

  • CF21 Investment Adviser (4 Feb 2002 to 31 Dec 2003)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)

• Savills (UK) Limited (no longer appointed)

  FRN 746575 · Appointed 10 May 2016 · Until 31 Dec 2017 · Tied agent

• Laurence Greenfield (no longer appointed)

  FRN 661572 · Appointed 14 Mar 2016 · Until 5 Jun 2017

• Bespoke Capital Management LLP (no longer appointed)

  FRN 400031 · Appointed 26 Oct 2010 · Until 11 Jun 2012

• Savills (L&P) Ltd (no longer appointed)

  FRN 416688 · Appointed 6 Dec 2004 · Until 31 Jan 2006

• Savills Commercial Ltd (no longer appointed)

  FRN 415499 · Appointed 23 Nov 2004 · Until 4 May 2006

No changes recorded yet.