Nicholas Leigh Rees

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ANDREW CHARLES CONSULTING LIMITED
FRN 304904
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF1 Director (AR) (since 29 Nov 2019)
R.W. Property Finance Ltd
FRN 744416
- (1)Employed By (since 15 Aug 2016)
TenetLime Limited (no longer approved here)
FRN 311266
- CF1 Director (AR) (15 Aug 2016 to 30 Jan 2020)
SPF Private Clients Limited (no longer approved here)
FRN 189213
- CF21 Investment Adviser (4 Feb 2002 to 2 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.