Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • (2)Employed By (since 20 Aug 2020)
    • Employed By (since 3 Jul 2020)
    • Employed By (21 Aug 2014 to 19 Mar 2020)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • CF1 Director (AR) (since 3 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2020)
    • SMF3 Executive Director (since 2 Mar 2020)
    • Responsibility for MCD Intermediation (since 2 Mar 2020)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 19 Mar 2020)
    • CF1 Director (AR) (21 Aug 2014 to 19 Mar 2020)
  • SPF Private Clients Limited (no longer approved here)

    FRN 189213

    • CF21 Investment Adviser (4 Feb 2002 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

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