Spencer House Partners LLP

• Principal Place of Business

  15 St. James's Place

  London

  SW1A 1NP

  UNITED KINGDOM

  Phone

  +4402045838628

  Web

  https://www.spencerhousepartners.com

• Complaints Contact

  15 St. James's Place

  London

  SW1A 1NP

  UNITED KINGDOM

  Phone

  +4402045838628

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . JRRC LLP

  IRN XXJ01011

  • CF4 Partner (27 Mar 2006 to 25 Jan 2008)
• Alexander Robert Fellowes

  IRN ARF01067

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (14 Mar 2017 to 8 Dec 2019)
  • CF30 Customer (4 Nov 2008 to 8 Dec 2019)
• Allone Rene Aaron Taieb

  IRN ART01145

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jan 2022)
  • CF30 Customer (3 Aug 2018 to 8 Dec 2019)
• Audrey Lynn Klein

  IRN AXK01436

  • [FCA CF] Client dealing (since 16 May 2023)
• Aurian Philippe Charles Mulle de Terschueren

  IRN AXM02963

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (6 Jun 2013 to 8 Dec 2019)
• Benjamin George Alexander Lewis-Meade

  IRN BXL00136

  • [FCA CF] Client dealing (since 5 Jan 2022)
• Benjamin Samuel Spencer

  IRN BXS00380

  • [FCA CF] Client dealing (16 Jan 2023 to 31 Oct 2025)
• Colin Andrew Fergus Malcolm

  IRN ACM01108

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
  • CF4 Partner (26 Jun 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Mar 2006 to 8 Dec 2019)
  • CF13 Finance (27 Mar 2006 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (27 Mar 2006 to 31 Oct 2007)
  • CF10 Compliance Oversight (27 Mar 2006 to 8 Dec 2019)
• Dimitri John Chandris

  IRN DJC01401

  • CF30 Customer (11 Jan 2010 to 30 Sep 2011)
• Hector Alastair William Stirling

  IRN HXS00332

  • [FCA CF] Client dealing (since 16 Jan 2023)

No changes recorded yet.