Spencer House Partners LLP

• Principal Place of Business

  15 St. James's Place

  London

  SW1A 1NP

  UNITED KINGDOM

  Phone

  +4402045838628

  Web

  https://www.spencerhousepartners.com

• Complaints Contact

  15 St. James's Place

  London

  SW1A 1NP

  UNITED KINGDOM

  Phone

  +4402045838628

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hugh James Ratcliffe MacDonald

  IRN HJM01096

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (16 Feb 2016 to 8 Dec 2019)
• Jeremy William Sillem

  IRN JWS01056

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF3 Chief Executive (27 Mar 2006 to 8 Dec 2019)
  • CF4 Partner (27 Mar 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
  • CF23 Corporate Finance Adviser (27 Mar 2006 to 31 Oct 2007)
• Knut Eirik Dahl

  IRN KED01008

  • SMF1 Chief Executive (since 30 Nov 2025)
  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF4 Partner (21 Jul 2009 to 8 Dec 2019)
  • CF30 Customer (21 Jul 2009 to 8 Dec 2019)
• Luis Vicente

  IRN LXV01067

  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2025)
  • CF30 Customer (3 May 2019 to 8 Dec 2019)
• Sion Ifan Daniel

  IRN SID01008

  • CF30 Customer (19 Oct 2011 to 31 Aug 2018)
• Sophie Clark

  IRN SXC03218

  • [FCA CF] Client dealing (since 25 Mar 2026)
• Steven John Niemczyk

  IRN SJN01096

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2025)
  • SMF27 Partner (9 Dec 2019 to 5 Jan 2022)
  • CF30 Customer (31 Jan 2016 to 8 Dec 2019)
  • CF4 Partner (31 Jan 2016 to 8 Dec 2019)
• Thomas David Smith

  IRN TXS02166

  • [FCA CF] Client dealing (9 Dec 2019 to 26 Mar 2025)
  • CF30 Customer (9 May 2019 to 8 Dec 2019)
• Verne Hamlin Grinstead

  IRN VHG01002

  • [FCA CF] Client dealing (since 17 Jan 2022)

No changes recorded yet.