Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Spencer House Partners LLP
FRN 447986
- SMF27 Partner (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2025)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF3 Chief Executive (27 Mar 2006 to 8 Dec 2019)
- CF23 Corporate Finance Adviser (27 Mar 2006 to 31 Oct 2007)
- CF4 Partner (27 Mar 2006 to 8 Dec 2019)
- CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
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- CF2 Non Executive Director (29 Mar 2011 to 12 Jan 2015)
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- CF2 Non Executive Director (26 Nov 2009 to 1 Oct 2014)
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- CF1 Director (1 Dec 2001 to 20 Feb 2004)
- CF8 Apportionment and Oversight (1 Dec 2001 to 20 Feb 2004)
- CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.