Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (27 Mar 2006 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (27 Mar 2006 to 31 Oct 2007)
    • CF4 Partner (27 Mar 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Mar 2006 to 31 Oct 2007)
  • British International Investment Plc (no longer approved here)

    FRN 195649

    • CF2 Non Executive Director (29 Mar 2011 to 12 Jan 2015)
  • CLEARBRIDGE INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119289

    • CF2 Non Executive Director (26 Nov 2009 to 1 Oct 2014)
  • J.P. Morgan Markets Limited (no longer approved here)

    FRN 114031

    • CF1 Director (1 Dec 2001 to 20 Feb 2004)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 20 Feb 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

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