Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Thriving Investments Limited
FRN 775636
- Director of firm who is not a certification employee or a SMF manager (since 2 Oct 2023)
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Spencer House Partners LLP
FRN 447986
- [FCA CF] Client dealing (since 16 May 2023)
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- CF30 Customer (4 Nov 2019 to 12 Aug 2021)
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- (4)Employed By (4 Nov 2019 to 12 Aug 2021)
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- CF1 Director (AR) (2 Jun 2018 to 3 Sep 2019)
- CF30 Customer (2 Jun 2018 to 3 Sep 2019)
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- Employed By (2 Jun 2018 to 3 Sep 2019)
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- CF30 Customer (1 Oct 2010 to 11 Jul 2014)
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- CF1 Director (AR) (5 Oct 2005 to 23 Dec 2006)
- CF21 Investment Adviser (5 Oct 2005 to 23 Dec 2006)
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- Employed By (23 Sep 2004 to 23 Dec 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.