Sparrows Capital Limited

• Principal Place of Business

  Office 7

  35-37 Ludgate Hill

  London

  EC4M 7JN

  UNITED KINGDOM

  Phone

  +442037144624

  Web

  https://www.sparrowscapital.com

• Complaints Contact

  Office 7

  35-37 Ludgate Hill

  London

  London

  EC4M 7JN

  UNITED KINGDOM

  Phone

  +442037144624

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The Contract for Differences and Rolling Spot Foreign Exchange investment types are limited to professional clients.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The Contract for Differences and Rolling Spot Foreign Exchange investment types are limited to professional clients.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The Contract for Differences and Rolling Spot Foreign Exchange investment types are limited to professional clients.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The Contract for Differences and Rolling Spot Foreign Exchange investment types are limited to professional clients.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The Contract for Differences and Rolling Spot Foreign Exchange investment types are limited to professional clients.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The Contract for Differences and Rolling Spot Foreign Exchange investment types are limited to professional clients.

• Jesper Holm Nielsen

  IRN JXN07534

  • CF30 Customer (25 Oct 2018 to 2 May 2019)
• John Christopher Bennett

  IRN JCB00012

  • [FCA CF] Manager of certification employee (6 Jan 2020 to 17 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
• John Sandilands Elder

  IRN JSE01025

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
  • CF30 Customer (18 Sep 2019 to 8 Dec 2019)
• Jonathan Edward Halsey

  IRN JEH01205

  • CF11 Money Laundering Reporting (4 Jun 2014 to 21 Nov 2016)
  • CF10 Compliance Oversight (4 Jun 2014 to 21 Nov 2016)
• Louis Clayden

  IRN LXC00287

  • [FCA CF] Functions requiring qualifications (13 Oct 2021 to 11 May 2023)
• Marianne Claire Bruce

  IRN MCB01233

  • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2019)
  • CF30 Customer (9 May 2017 to 8 Dec 2019)
• Mark Alastair Northway

  IRN MAN01031

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2024)
  • CF30 Customer (9 Dec 2015 to 8 Dec 2019)
• Mark Edward Barry

  IRN MEB01058

  • Director of firm who is not a certification employee or a SMF manager (17 Nov 2022 to 5 Dec 2022)
• Muhammad Mustaffa

  IRN MXM00842

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2024 to 7 Mar 2025)
• Paul Sinclair Bailey

  IRN PSB01064

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
  • CF30 Customer (2 Apr 2019 to 8 Dec 2019)

No changes recorded yet.