Mark Alastair Northway

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sparrows Capital Limited (no longer approved here)

    FRN 607414

    • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2024)
    • CF30 Customer (9 Dec 2015 to 8 Dec 2019)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF26 Customer Trading (27 Apr 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (27 Apr 2006 to 31 Oct 2007)
    • CF27 Investment Management (27 Apr 2006 to 31 Oct 2007)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF27 Investment Management (3 Nov 2005 to 6 Jan 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Jan 2006)
    • CF26 Customer Trading (1 Dec 2001 to 6 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.