Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sparrows Capital Limited (no longer approved here)

    FRN 607414

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
    • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
  • GAM London Limited (no longer approved here)

    FRN 122330

    • CF30 Customer (22 Feb 2008 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 1 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.