Spark Impact Limited

Date authorised
1 April 2013
Companies House
02323420
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Spark Impact Limited
    Suite 6c
    The Plaza 100 Old Hall Street
    Liverpool
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401512364040

  • Complaints Contact

    Suite 6C
    The Plaza Suite 6c The Plaza
    100 Old Hall Street
    Liverpool
    Merseyside
    L3 9QJ
    UNITED KINGDOM
    Phone
    +4401512364040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Paul Mawdesley

    IRN MPM01159

    • CF30 Customer (1 Jun 2017 to 1 Oct 2018)
  • Michael John Bakewell

    IRN MJB01695

    • CF30 Customer (30 Jun 2016 to 22 Jul 2019)
  • Nghi Thuy Tran

    IRN NTT00009

    • CF11 Money Laundering Reporting (15 May 2015 to 26 Jan 2017)
    • CF10a CASS Oversight function (22 Feb 2013 to 30 Jul 2014)
    • CF10 Compliance Oversight (27 Feb 2012 to 30 Jul 2014)
  • Nicholas Michael Stinton

    IRN NMS01032

    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2004)
  • Penelope Rosemary Attridge

    IRN PRA01053

    • CF1 Director (30 Mar 2011 to 31 Oct 2015)
    • CF30 Customer (10 Jan 2008 to 31 Oct 2015)
  • Philippe Marie Marcel Claude

    IRN PMC01100

    • CF2 Non Executive Director (1 Dec 2001 to 1 Apr 2004)
  • Rebecca Starkings

    IRN RLH01091

    • [FCA CF] CASS oversight function (since 31 Mar 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2024)
    • CF11 Money Laundering Reporting (2 Aug 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Aug 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (2 Aug 2016 to 8 Dec 2019)
  • Richard John Drover

    IRN RJD01079

    • CF10 Compliance Oversight (1 Dec 2001 to 9 Mar 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 9 Mar 2007)
    • CF13 Finance (1 Dec 2001 to 9 Mar 2007)
  • Richard William Bamford

    IRN RWB01056

    • CF30 Customer (16 Jan 2018 to 24 Jun 2019)
  • Sally Louise Leeson

    IRN SLL01026

    • CF27 Investment Management (1 Dec 2001 to 10 Aug 2004)
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Recent activity

Updates to this firm's record on the FCA register.

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