Sova Capital Limited

• Principal Place of Business

  5-7 Ireland Yard

  London

  EC4V 5EH

  UNITED KINGDOM

  Phone

  +441216190120

  Web

  http://www.sovacapital.com

• Complaints Contact

  c/o Teneo Financial Advisory Limited

  The Colmore Building

  20 Colmore Circus, Queensway

  Birmingham

  B4 6AT

  UNITED KINGDOM

  Phone

  +4401216190120

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Maria Rosalice Lombardo

  IRN MXL01226

  • CF30 Customer (12 Jun 2013 to 6 May 2016)
• Maria Yanina

  IRN MXY00045

  • [FCA CF] Significant management (15 Oct 2020 to 23 Jun 2023)
  • [FCA CF] Material risk taker (15 Oct 2020 to 23 Jun 2023)
• Mariia Kleimenova

  IRN MXK00329

  • [FCA CF] Client dealing (24 Aug 2020 to 21 Jun 2022)
• Mark Aidan Cleary

  IRN MAC01271

  • CF30 Customer (7 Sep 2010 to 1 May 2012)
• Mark Neil Husker

  IRN MNH01055

  • CF10a CASS Oversight function (4 Feb 2015 to 27 Apr 2015)
• Martin Paul Graham

  IRN MPG01019

  • CF2 Non Executive Director (5 Mar 2012 to 30 Apr 2018)
• Masoom Ahmed

  IRN MXA21423

  • CF30 Customer (9 Oct 2019 to 8 Dec 2019)
• Matvey Tayts

  IRN MXT13632

  • [FCA CF] Client dealing (9 Dec 2019 to 28 Apr 2022)
  • CF30 Customer (17 Apr 2019 to 8 Dec 2019)
• Melton Paul Plummer

  IRN MPP01050

  • CF30 Customer (10 Sep 2010 to 4 Nov 2011)
• Michael David Newton

  IRN MDN01045

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 30 Sep 2024)
  • CF2 Non Executive Director (27 Nov 2018 to 8 Dec 2019)

• Rutherford Capital Markets Limited (no longer appointed)

  FRN 477127 · Appointed 2 Jan 2008 · Until 26 Jun 2008

No changes recorded yet.