Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Equiniti Financial Services Limited (no longer approved here)

    FRN 468631

    • SMF24 Chief Operations (9 Aug 2021 to 31 Mar 2024)
    • SMF3 Executive Director (9 Aug 2021 to 31 Mar 2024)
    • SMF18 Other Overall Responsibility (9 Dec 2019 to 9 Aug 2021)
    • CF10a CASS Oversight function (16 May 2016 to 8 Dec 2019)
  • Sova Capital Limited (no longer approved here)

    FRN 225539

    • CF10a CASS Oversight function (4 Feb 2015 to 27 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

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