Southern Pacific Mortgage Limited

• Principal Place of Business

  1 Chamberlain Square Cs

  Birmingham

  B3 3AX

  UNITED KINGDOM

  Phone

  +4407715651903

• Complaints Contact

  Ascot House

  Maidenhead Office Park

  Maidenhead

  SL6 3QQ

  UNITED KINGDOM

  Phone

  +4403303000921

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 2 limitations Hide limitations

  • · See limitations for arranging (bringing about) regulated mortgage contracts and entering into a regulated mortgage contract as lender.
  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Mortgage Arranging

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to existing customers and customers whose mortgages they acquire from other lenders.

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Customer, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet)

  Show 2 limitations Hide limitations

  • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Lending

  For Customer, Regulated mortgage contract

  Show 1 limitation Hide limitations

  • · Limited to existing customers and customers whose mortgages they acquire from other lenders.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Dominic Ian Gibb

  IRN DIG01019

  • CF1 Director (18 Apr 2006 to 4 Jul 2007)
• George Fraser

  IRN GMF01023

  • CF2 Non Executive Director (31 Oct 2004 to 23 Nov 2005)
• Gerald Martin McHugh

  IRN GMM01083

  • CF1 Director (21 Mar 2006 to 31 Jul 2008)
• Guy Alan Batchelor

  IRN AXG01784

  • CF1 Director (23 Apr 2007 to 30 Apr 2008)
• John Matthew Prust

  IRN JMP01167

  • CF1 Director (31 Oct 2004 to 20 Feb 2007)
• Kenneth Caufield Burke

  IRN KCB01033

  • CF29 Significant management (29 Jul 2008 to 21 Feb 2011)
• Kevin James Patrick Hayes

  IRN KJH01075

  • CF2 Non Executive Director (31 Oct 2004 to 23 Nov 2005)
• Laurence Covill

  IRN LXC01269

  • CF1 Director (13 Jun 2007 to 19 Jan 2009)
• Lee Christopher Brandon

  IRN LCB01023

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 10 Oct 2016)
  • CF11 Money Laundering Reporting (24 Jul 2013 to 8 Dec 2019)
  • CF3 Chief Executive (21 Jun 2010 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Jun 2010 to 30 Sep 2018)
  • CF1 Director (29 Apr 2010 to 8 Dec 2019)
• Mark Andrew Harris

  IRN MAH01341

  • CF11 Money Laundering Reporting (27 Jun 2008 to 31 Oct 2009)

• Southern Pacific Personal Loans (no longer appointed)

  FRN 403923 · Appointed 31 Oct 2004 · Until 9 Dec 2016

No changes recorded yet.