Mark Andrew Harris

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (since 2 Nov 2016)
    • [FCA CF] Significant management (13 Sep 2021 to 16 Aug 2022)
    • [FCA CF] Manager of certification employee (13 Aug 2019 to 7 Nov 2019)
  • HSBC UK Bank Plc

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
    • [FCA CF] Significant management (13 Sep 2021 to 16 Aug 2022)
    • [PRA CF] Managing a material risk taker (13 Aug 2021 to 16 Sep 2021)
    • [FCA CF] Manager of certification employee (10 Aug 2021 to 5 Nov 2021)
  • Southern Pacific Mortgage Limited (no longer approved here)

    FRN 302027

    • CF11 Money Laundering Reporting (27 Jun 2008 to 31 Oct 2009)
  • Preferred Mortgages Limited (no longer approved here)

    FRN 304343

    • CF11 Money Laundering Reporting (27 Jun 2008 to 31 Oct 2009)
  • Nemesis Asset Management LLP (no longer approved here)

    FRN 211205

    • CF11 Money Laundering Reporting (30 Apr 2008 to 30 Jun 2008)
    • CF10 Compliance Oversight (30 Apr 2008 to 30 Jun 2008)
  • Neuberger Berman Europe Limited (no longer approved here)

    FRN 442488

    • CF10 Compliance Oversight (30 Apr 2008 to 8 May 2009)
    • CF11 Money Laundering Reporting (30 Apr 2008 to 8 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

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