Solium Capital UK Limited

Date authorised
1 April 2013
Companies House
07632209
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morgan Stanley
    20 Bank Street
    London
    Tower Hamlets
    E14 4AD
    UNITED KINGDOM
    Phone
    +442074258000
    Web
    https://www.morganstanley.com/atwork

  • Complaints Contact

    Morgan Stanley
    20 Bank Street
    London
    Tower Hamlets
    E14 4AD
    UNITED KINGDOM
    Phone
    +442074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Begley

    IRN AXB03013

    • SMF3 Executive Director (since 18 Dec 2023)
    • [FCA CF] CASS oversight function (12 Dec 2023 to 18 Dec 2023)
  • Alexander Jackson

    IRN AXJ00203

    • [FCA CF] Client dealing (31 Mar 2021 to 25 Aug 2021)
  • Anuradha Emmanuel

    IRN AXE00112

    • [FCA CF] Client dealing (31 Mar 2021 to 25 Aug 2021)
  • Banshree Gomes

    IRN BXG00098

    • [FCA CF] Client dealing (31 Mar 2021 to 31 Aug 2021)
  • Beverley Smith

    IRN BXS01801

    • [FCA CF] Client dealing (31 Mar 2021 to 31 Aug 2021)
    • [FCA CF] Manager of certification employee (31 Mar 2021 to 31 Aug 2021)
    • CF30 Customer (2 Jun 2014 to 30 Nov 2018)
  • Brian Norman Craig

    IRN BXC01522

    • CF10a CASS Oversight function (11 Nov 2014 to 1 May 2017)
    • CF1 Director (18 Jan 2013 to 26 May 2017)
    • CF3 Chief Executive (18 Jan 2013 to 4 Oct 2017)
  • Charles Edward Crosssley Hood

    IRN CEH01052

    • Director of firm who is not a certification employee or a SMF manager (since 1 May 2022)
  • Gustavo Henrique Dalanhese

    IRN GXD00350

    • SMF1 Chief Executive (since 8 Dec 2023)
    • SMF3 Executive Director (since 8 Dec 2023)
  • Iain Johnathen Wilson

    IRN IJW01073

    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 1 Dec 2023)
    • CF3 Chief Executive (16 Oct 2017 to 8 Dec 2019)
    • CF1 Director (27 Sep 2017 to 8 Dec 2019)
  • Jeffrey Fergusson English

    IRN JFE01024

    • CF1 Director (18 Jan 2013 to 12 Feb 2014)
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Recent activity

Updates to this firm's record on the FCA register.

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