Solium Capital UK Limited

Date authorised
1 April 2013
Companies House
07632209
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morgan Stanley
    20 Bank Street
    London
    Tower Hamlets
    E14 4AD
    UNITED KINGDOM
    Phone
    +442074258000
    Web
    https://www.morganstanley.com/atwork

  • Complaints Contact

    Morgan Stanley
    20 Bank Street
    London
    Tower Hamlets
    E14 4AD
    UNITED KINGDOM
    Phone
    +442074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • June Helen Davenport

    IRN JXD02086

    • SMF16 Compliance Oversight (9 Dec 2019 to 21 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 30 Jun 2025)
    • CF10 Compliance Oversight (18 Jan 2013 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (18 Jan 2013 to 2 Apr 2015)
    • CF1 Director (18 Jan 2013 to 8 Dec 2019)
  • Kelly Schmitt

    IRN KXS02523

    • CF28 Systems and controls (14 Nov 2016 to 30 Nov 2018)
  • Lynn Leong

    IRN LXL01319

    • CF1 Director (18 Jan 2013 to 10 Oct 2016)
    • CF28 Systems and controls (18 Jan 2013 to 10 Oct 2016)
  • Marcos Amador Lopez

    IRN MAL01197

    • SMF3 Executive Director (9 Dec 2019 to 1 May 2022)
    • CF1 Director (18 Jan 2013 to 8 Dec 2019)
  • Michael Graeme Broadfoot

    IRN MGB01148

    • CF1 Director (18 Jan 2013 to 26 May 2017)
  • Paul Stanislas

    IRN PXS00220

    • [FCA CF] Material risk taker (4 Jan 2021 to 31 Oct 2023)
    • [FCA CF] Manager of certification employee (4 Jan 2021 to 16 May 2021)
  • Philip Michel

    IRN PXM00257

    • SMF16 Compliance Oversight (since 21 May 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 May 2021)
  • Sarah Marie Clark

    IRN SMC01236

    • CF30 Customer (18 Jan 2013 to 8 Jun 2016)
  • Sean Nathaniel Pearce Clare

    IRN SNC01049

    • CF30 Customer (18 Jan 2013 to 30 Nov 2018)
  • Sofie Elisabet Zaffo

    IRN SET01059

    • Director of firm who is not a certification employee or a SMF manager (since 14 May 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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