Solium Capital UK Limited

Date authorised
1 April 2013
Companies House
07632209
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Morgan Stanley
    20 Bank Street
    London
    Tower Hamlets
    E14 4AD
    UNITED KINGDOM
    Phone
    +442074258000
    Web
    https://www.morganstanley.com/atwork

  • Complaints Contact

    Morgan Stanley
    20 Bank Street
    London
    Tower Hamlets
    E14 4AD
    UNITED KINGDOM
    Phone
    +442074258000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Hall

    IRN SXH02476

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 21 May 2021)
    • SMF3 Executive Director (9 Dec 2019 to 1 Dec 2023)
    • CF10a CASS Oversight function (1 May 2017 to 8 Dec 2019)
    • CF1 Director (5 Aug 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (22 Sep 2015 to 8 Dec 2019)
  • Tanya Vas

    IRN TXV00031

    • [FCA CF] Manager of certification employee (since 11 Dec 2023)
    • [FCA CF] Client dealing (since 31 Mar 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.